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SEC Rule 11Ac1-6 Report for the Quarter Ending December 31, 2011
Exchange - Listed Options

   

Summary Statistics:

 

Non-directed orders as percentage of total customer orders

100.00%

Market orders as percentage of total non-directed orders

0.00%

Limit orders as percentage of total non-directed orders

100.00%

Other orders as percentage of total non-directed orders

0.00%

   
Venues Receiving Significant Percentage of Total Non-Directed Orders:

1. The Philadelphia Stock Exchange

0.00%

2. The Chicago Board Options Exchange

0.00%

3. The International Securities Exchange

0.00%

4. NYSE Arca Options

0.00%

5. NYSE AMEX Options

40.00%

6. The Boston Options Exchange

0.00%

7. BATS Options Exchange, Inc,

0.00%

8. NASDAQ OMX PHLX

40.00%

8. NASDAQ Execution Services, LLC

20.00%

   
Information Concerning Significant Venues:  

1. The Philadelphia Stock Exchange

 
 

Types of Orders Routed to Venue:

 
 

Market orders as percentage of total market orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

   

2. The Chicago Board Options Exchange

 
 

Types of Orders Routed to Venue:

 
 

Market orders as percentage of total market orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

   

3. The International Securities Exchange

 
 

Types of Orders Routed to Venue:

 
 

Market orders as percentage of total market orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

   

4. NYSE Arca Options

 
 

Types of Orders Routed to Venue:

 
 

Market orders as percentage of total market orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

   

5. NYSE AMEX Options

 
 

Types of Orders Routed to Venue:

 
 

Market orders as percentage of total market orders

0.00%

 

Other orders as percentage of total other orders

40.00%

 

Limit orders as percentage of total limit orders

0.00%

   

6. The Boston Options Exchange

 
 

Types of Orders Routed to Venue:

 
 

Market orders as percentage of total market orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

   

7. BATS Options Exchange, Inc.

 
 

Types of Orders Routed to Venue:

 
 

Market orders as percentage of total market orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

   

8. NASDAQ OMX PHLX

 
 

Types of Orders Routed to Venue:

 
 

Market orders as percentage of total market orders

0.00%

 

Other orders as percentage of total other orders

40.00%

 

Limit orders as percentage of total limit orders

0.00%

   

9. NASDAQ Execution Services, LLC

 
 

Types of Orders Routed to Venue:

 
 

Market orders as percentage of total market orders

0.00%

 

Other orders as percentage of total other orders

20.00%

 

Limit orders as percentage of total limit orders

0.00%

   

 
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Clarendon® Securities, Inc., a division of GIT Investment Services, Inc.
Member of Financial Industry Regulatory Authority (FINRA) and
Securities Investor Protection Corporation (SIPC).
updated 01/12/2012
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