SEC Rule 11Ac1-6 Report for the Quarter Ending December 31, 2011
Exchange - Listed Options
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Summary Statistics: |
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Non-directed orders as percentage of total customer orders |
100.00% |
Market orders as percentage of total non-directed orders |
0.00% |
Limit orders as percentage of total non-directed orders |
100.00% |
Other orders as percentage of total non-directed orders |
0.00% |
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| Venues Receiving Significant Percentage of Total Non-Directed Orders: |
1. The Philadelphia Stock Exchange |
0.00% |
2. The Chicago Board Options Exchange |
0.00% |
3. The International Securities Exchange |
0.00% |
4. NYSE Arca Options |
0.00% |
5. NYSE AMEX Options |
40.00% |
6. The Boston Options Exchange |
0.00% |
7. BATS Options Exchange, Inc, |
0.00% |
8. NASDAQ OMX PHLX |
40.00% |
8. NASDAQ Execution Services, LLC |
20.00% |
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| Information Concerning Significant Venues: |
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1. The Philadelphia Stock Exchange |
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Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
0.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
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|
2. The Chicago Board Options Exchange |
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| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
0.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
| |
|
3. The International Securities Exchange |
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| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
0.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
| |
|
4. NYSE Arca Options |
|
| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
0.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
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|
5. NYSE AMEX Options |
|
| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
40.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
| |
|
6. The Boston Options Exchange |
|
| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
0.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
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|
7. BATS Options Exchange, Inc. |
|
| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
0.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
| |
|
8. NASDAQ OMX PHLX |
|
| |
Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
40.00% |
| |
Limit orders as percentage of total limit orders |
0.00% |
| |
|
9. NASDAQ Execution Services, LLC |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
| |
Other orders as percentage of total other orders |
20.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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