SEC Rule 606 Report for the Quarter Ending June 30, 2015
Securities Listed on The Nasdaq Stock Market |
|
|
Summary Statistics: |
|
Non-directed orders as percentage of total customer orders |
0.00% |
Market orders as percentage of total non-directed orders |
0.00% |
Limit orders as percentage of total non-directed orders |
0.00% |
Other orders as percentage of total non-directed orders |
0.00% |
|
|
Venues Receiving Significant Percentage of Total Non-Directed Orders: |
1. National Financial Services Corporation |
0.00% |
2. KCG Americas, L.L.C. |
0.00% |
3. Brut, L.L.C. |
0.00% |
4. Morgan Stanley & Co. Incorporated |
0.00% |
5. UBS Securities L.L.C. |
0.00% |
6. Citadel Derivatives Group, L.L.C. |
0.00% |
7. Automated Trading Desk Financial Services, L.L.C. |
0.00% |
8. Direct Edge Exchange |
0.00% |
9. Goldman, Sachs & Co. |
0.00% |
10. Two Sigma Securities, LLC |
0.00% |
11. Nasdaq Stock Market |
0.00% |
|
|
Information Concerning Significant Venues: |
|
1. National Financial Services Corporation |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
|
|
2. KCG Americas, L.L.C. |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
|
|
3. Brut, L.L.C. |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
|
|
4. Morgan Stanley & Co. Incorporated |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
|
|
5. UBS Securities L.L.C. |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
|
|
6. Citadel Derivatives Group, L.L.C. |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
|
|
7. Automated Trading Desk Financial Services, L.L.C. |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
|
|
8. Direct Edge Exchange |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
|
|
|
9. Goldman, Sachs & Co. |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
|
|
10. Two Sigma Securities, LLC |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |
|
|
11. Nasdaq Stock Market |
|
|
Types of Orders Routed to Venue: |
|
|
Market orders as percentage of total market orders |
0.00% |
|
Limit orders as percentage of total limit orders |
0.00% |
|
Other orders as percentage of total other orders |
0.00% |