SEC Rule 11Ac1-6 Report for the Quarter Ending December 31, 2011
Securities Listed on The American Stock Exchange or Regional Exchanges |
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Summary Statistics: |
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Non-directed orders as percentage of total customer orders |
100.00% |
Market orders as percentage of total non-directed orders |
69.23% |
Limit orders as percentage of total non-directed orders |
0.00% |
Other orders as percentage of total non-directed orders |
30.77% |
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Venues Receiving Significant Percentage of Total Non-Directed Orders: |
1. The Chicago Stock Exchange |
0.00% |
2. Citadel Derivatives Group, L.L.C. |
0.00% |
3. The American Stock Exchange |
0.00% |
4. Archipelago Trading Services, Inc. |
0.00% |
5. Knight Capital Markets, L.L.C. |
84.62% |
6. UBS Securities, L.L.C. |
7.69% |
7. Automated Trading Desk Financial Services, L.L.C. |
0.00% |
8. BATS Trading, Inc. |
0.00% |
9. GETCO Execution Services, L.L.C. |
0.00% |
10. National Financial Services, L.L.C. |
7.69% |
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Information Concerning Significant Venues: |
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1. The Chicago Stock Exchange |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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2. The American Stock Exchange Clearing L.L.C./ASE |
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Types of Orders Routed to Venue: |
|
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Market orders as percentage of total market orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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3. Knight Capital Markets, L.L.C. |
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Types of Orders Routed to Venue: |
|
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Market orders as percentage of total market orders |
77.78% |
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Other orders as percentage of total other orders |
0.00% |
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Limit orders as percentage of total limit orders |
100.00% |
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4. Citadel Derivatives Group, L.L.C. |
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Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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5. Archipelago Trading Services, Inc. |
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Types of Orders Routed to Venue: |
|
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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6. UBS Securities, L.L.C. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
11.11% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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7. Automated Trading Desk Financial Services, L.L.C. |
|
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Types of Orders Routed to Venue: |
|
| |
Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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8. BATS Trading, Inc. |
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Types of Orders Routed to Venue: |
|
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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9. National Financial Services, L.L.C. |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
11.11% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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9. Unknown |
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Types of Orders Routed to Venue: |
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Market orders as percentage of total market orders |
0.00% |
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Limit orders as percentage of total limit orders |
0.00% |
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Other orders as percentage of total other orders |
0.00% |
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