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SEC Rule 606 Report for the Quarter Ending june 30, 2015
Securities Listed on The NYSE MKT or Regional Exchange

   

Summary Statistics:

 

Non-directed orders as percentage of total customer orders

0.00%

Market orders as percentage of total non-directed orders

0.00%

Limit orders as percentage of total non-directed orders

0.00%

Other orders as percentage of total non-directed orders

0.00%

 

 

Venues Receiving Significant Percentage of Total Non-Directed Orders:

1. The Chicago Stock Exchange

0.00%

2. Citadel Securities, L.L.C.

0.00%

3. The American Stock Exchange

0.00%

4. Archipelago Trading Services, Inc.

0.00%

5. KCG Americas, L.L.C.

0.00%

6. UBS Securities, L.L.C.

0.00%

7. Automated Trading Desk Financial Services, L.L.C.

0.00%

8. BATS Trading, Inc.

0.00%

9. GETCO Execution Services, L.L.C.

0.00%

10. National Financial Services, L.L.C.

0.00%

11. Two Sigma Securities, L.L.C.

0.00%

12. Goldman, Sachs & Co.

0.00%

   

Information Concerning Significant Venues:

 

1. The Chicago Stock Exchange

 

 

Types of Orders Routed to Venue:

 

 

Market orders as percentage of total market orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

 

2. The American Stock Exchange Clearing L.L.C./ASE

 

 

Types of Orders Routed to Venue:

 

 

Market orders as percentage of total market orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

 

3. KCG Americas, L.L.C.

 

 

Types of Orders Routed to Venue:

 

 

Market orders as percentage of total market orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

 

4. Citadel Securities, L.L.C.

 

 

Types of Orders Routed to Venue:

 

 

Market orders as percentage of total market orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

 

Other orders as percentage of total other orders

0.00%

   

5. Archipelago Trading Services, Inc.

 

 

Types of Orders Routed to Venue:

 

 

Market orders as percentage of total market orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

6. UBS Securities, L.L.C.

 

 

Types of Orders Routed to Venue:

 

 

Market orders as percentage of total market orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

7. Automated Trading Desk Financial Services, L.L.C.

 

 

Types of Orders Routed to Venue:

 

 

Market orders as percentage of total market orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

8. BATS Trading, Inc.

 

 

Types of Orders Routed to Venue:

 

 

Market orders as percentage of total market orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

9. GETCO Execution Services, L.L.C.

 

 

Types of Orders Routed to Venue:

 

 

Market orders as percentage of total market orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

10. National Financial Services, L.L.C.

 

 

Types of Orders Routed to Venue:

 

 

Market orders as percentage of total market orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

11. Two Sigma Securities, L.L.C.

 

 

Types of Orders Routed to Venue:

 

 

Market orders as percentage of total market orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

 

Other orders as percentage of total other orders

0.00%

 

12. Goldman, Sachs & Co.

 

 

Types of Orders Routed to Venue:

 

 

Market orders as percentage of total market orders

0.00%

 

Limit orders as percentage of total limit orders

0.00%

 

Other orders as percentage of total other orders

0.00%

   

 
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Clarendon® Securities, Inc., a division of GIT Investment Services, Inc.
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Securities Investor Protection Corporation (SIPC).
updated 07/24/2015
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